Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 669 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
15/03/2023unauthorised entities
  • LEADPARTENERINV
  • WWW.LEADPARTENERINV.COM
A warning PDF of date 15/03/2023 (new window) FCA (REINO UNIDO) 
16/05/2018unauthorised entities
  • LEADS CAPITAL INC. / TRADE UP LTD
  • WWW.TRADES.COM
A warning PDF of date 16/05/2018 (new window) CONSOB (ITALIA) 
17/10/2012unauthorised entities
  • LEAR CAPITAL GROUP
  • HTTP://LEARCAPITALGROUP.COM/CONTACT.HTML
A warning PDF of date 17/10/2012 (new window) FSAN (NORUEGA) 
17/10/2012unauthorised entities
  • LEAR CAPITAL GROUP
  • WWW.LEARCAPITALGROUP.COM
A warning PDF of date 17/10/2012 (new window) SFSA (SUECIA) 
16/06/2004unauthorised entities
  • LEBERMAN STEINE INC
A warning PDF of date 16/06/2004 (new window) NAFM (PAISES BAJOS) 
05/02/2014unauthorised entities
  • LEDBURY MOORE
  • WWW.LEDBURYMOORE.COM
A warning PDF of date 05/02/2014 (new window) FCA (REINO UNIDO) 
05/05/2020unauthorised entities
  • LEDBURY PLC (CLON)
  • HTTPS://LEDBURYPLC.COM/
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA DE SIMILAR DENOMINACIÓN LEDBURY SICAV PLC
07/11/2018unauthorised entities
  • LEDGER CAPITAL MANAGEMENT
  • HTTP://WWW.LEDGERCAPTMGT.COM/
A warning PDF of date 07/11/2018 (new window) FMA (AUSTRIA) 
21/12/2005unauthorised entities
  • LEE & CHING ASSOCIATES
A warning PDF of date 21/12/2005 (new window) SFSA (SUECIA) 
14/09/2011unauthorised entities
  • LEE BYERS LTD
  • WWW.LEEBYERS.COM
A warning PDF of date 14/09/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.