Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 670 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
17/09/2008unauthorised entities
  • HONGKONG GXFOREX CO., LTD
  • WWW.JXCM138.COM
A warning PDF of date 17/09/2008 (new window) SFC (HONG KONG) 
01/07/2009unauthorised entities
  • HONG KONG YA-TONG FINANCE AND INVESTMENT CO. LTD.
  • WWW.HK-YATONG.COM
A warning PDF of date 01/07/2009 (new window) SFC (HONG KONG) 
26/05/2010unauthorised entities
  • HONG KONG OPTIONS AND FUTURES EXCHANGE (HKOFX)
  • WWW.HKOFX.COM
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
07/01/2015unauthorised entities
  • HONG KONG INVESTMENT CORPORATION
  • WWW.HONGKONGIC.CO.UK
A warning PDF of date 07/01/2015 (new window) FCA (REINO UNIDO) 
20/12/2006unauthorised entities
  • HONG KONG INTERNATIONAL TRADING CORPORATION
  • WWW.INTERTRADEHONGKONG.COM
A warning PDF of date 20/12/2006 (new window) SFC (HONG KONG) 
16/06/2010unauthorised entities
  • HONG KONG INTERNATIONAL PETROLEUM EXCHANGE
  • HTTP://WWW.HKPEX.COM
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 
16/06/2010unauthorised entities
  • HONG KONG GOLD EXCHANGE
  • HTTP://WWW.HKGOLDGE.COM
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 
09/09/2009unauthorised entities
  • HONG KONG FOREIGN FINANCIAL FUND COMPANY
  • WWW.FOREIGNFINANCIAL-HK.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
22/07/2009unauthorised entities
  • HONG KONG FINANCIAL TRADING AUTHORITY
  • WWW.HKFTA.ORG
A warning PDF of date 22/07/2009 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • HONG KONG FINANCIAL SERVICES AUTHORITY
  • WWW.HKFSA.ORG
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.