Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 68 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
10/11/2010unauthorised entities
  • ADDERLEY DAVIS & ASSOCIATES LTD.
  • WWW.ADDERLEYDAVIS.COM
A warning PDF of date 10/11/2010 (new window) SFSA (SUECIA) 
24/10/2007unauthorised entities
  • HOPEWOOD AND COMPANY
  • WWW.HOPEWOODCO.COM
A warning PDF of date 24/10/2007 (new window) SFSA (SUECIA) 
24/10/2007unauthorised entities
  • EXTEND CAPITAL CORP. (GROUP)
  • WWW.EXTEND-CAPITAL.COM
A warning PDF of date 24/10/2007 (new window) SFSA (SUECIA) 
24/10/2012unauthorised entities
  • CREDIT EFFICIENCY UNITED EKONOMISK FÖRENING
  • HTTPS://WWW.CREDIT-EU.SE
A warning PDF of date 24/10/2012 (new window) SFSA (SUECIA) 
10/11/2010unauthorised entities
  • PENFOLD & PARTNERS LTD.
  • WWW.PENFOLDPARTNERS.COM
A warning PDF of date 10/11/2010 (new window) SFSA (SUECIA) 
01/04/2009unauthorised entities
  • HIS COMMODITIES
  • WWW.HISCOMMODITIES.COM
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 
26/11/2008unauthorised entities
  • MORGAN CAPITAL PARTNERS
  • WWW.MORGANCP.COM
A warning PDF of date 26/11/2008 (new window) SFC (HONG KONG) 
01/04/2009unauthorised entities
  • PENINSULA CAPITAL LTD.
  • WWW.PENINSULACAPITALHK.COM
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 
07/04/2010unauthorised entities
  • SCHAPIRO GLOBAL INC.
  • WWW.SCHAPIROGLOBAL.COM
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
01/04/2009unauthorised entities
  • IRS & PARTNERS
  • WWW.IRSPARTNERS.COM
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.