Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 671 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
25/02/2009unauthorised entities
  • HMG HOLDINGS LTD
A warning PDF of date 25/02/2009 (new window) SFC (HONG KONG) 
31/07/2019unauthorised entities
  • HKS SECURITIES LTD
  • WWW.HKS-SECURITIES.COM
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS) 
28/04/2010unauthorised entities
  • HKOFX
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
12/08/2020unauthorised entities
  • HKFXMT INTERNATIONAL LIMITED
  • WWW.HKFXMT.COM
A warning PDF of date 12/08/2020 (new window) FMA (AUSTRIA) 
05/10/2011unauthorised entities
  • HK PACIFIC
A warning PDF of date 05/10/2011 (new window) FSAN (NORUEGA) 
15/11/2023unauthorised entities
  • HITERKREDIT
  • HTTPS://HITERKREDIT.COM/
A warning PDF of date 15/11/2023 (new window) FSMA (BELGICA) 
01/04/2009unauthorised entities
  • HIS COMMODITIES
  • WWW.HISCOMMODITIES.COM
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 
08/02/2006unauthorised entities
  • HIRSHALL GROUP
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
24/09/2014unauthorised entities
  • HIRSCHE PRIVATE ASSET MANAGEMENT LTD
  • WWW.HIRSCHE.CO.UK
A warning PDF of date 24/09/2014 (new window) FCA (REINO UNIDO) 
26/02/2020unauthorised entities
  • HIROSEOPTION
  • HTTPS://HIROSEOPTION.COM
A warning PDF of date 26/02/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HIROSE FINANCIAL UK LIMITED

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.