Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 676 out of 1244
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
27/03/2013unauthorised entities
  • LAWRENCE JAMES AND ASSOCIATES (USA)
A warning PDF of date 27/03/2013 (new window) EI_CBI (IRLANDA) 
19/04/2017unauthorised entities
  • LAWSON CONSULTANCY LIMITED
  • WWW.LAWSONCONSULTANCY.COM
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
10/10/2012unauthorised entities
  • LAWSON KNIGHT GROUP
  • WWW.LAWSON-KNIGHT.COM
A warning PDF of date 10/10/2012 (new window) FSA (REINO UNIDO) 
14/12/2016unauthorised entities
  • LAWSON MANAGEMENT GROUP LLC
  • WWW.LAWSONMANAGEMENTGRP.COM
A warning PDF of date 14/12/2016 (new window) FCA (REINO UNIDO) 
23/11/2016unauthorised entities
  • LAWSON MANAGEMENT GROUP LLC (USA)
A warning PDF of date 23/11/2016 (new window) CBI (IRLANDA) 
14/01/2015unauthorised entities
  • LAXMI GROUPS INTERNATIONAL
  • LAXMI GROUPS LUXEMBOURG
  • WWW.LAXMI-GROUPS.COM
A warning PDF of date 14/01/2015 (new window) CSSF (LUXEMBURGO) 
25/09/2024unauthorised entities
  • LAYDEN FAMILY PARTNERSHIP (CLONE)
  • WWW.LAYDENFAMILYPARTNERSHIP.COM (CLONE)
A warning PDF of date 25/09/2024 (new window) CBI (IRLANDA)LA ENTIDAD, QUE OPERA UTILIZANDO LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@LAYDENFAMILYPARTNERSHIP.COM, HA CLONADO DATOS DE LA ENTIDAD AUTORIZADA POR EL CBI LAYDEN FAMILY PARTNERSHIP, CON QUIEN NO GUARDA RELACIÓN.
29/03/2017unauthorised entities
  • LAZARD ASSET MANAGEMENT (CLON)
A warning PDF of date 29/03/2017 (new window) FCA (REINO UNIDO) 
16/12/2020unauthorised entities
  • LBP ASSET MANAGEMENT (CLON)
  • HTTP://LBP-AM.CO.UK/
A warning PDF of date 16/12/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LA BANQUE POSTALE ASSET MANAGEMENT.
22/02/2012unauthorised entities
  • LCB (LONDON CITY BROKER) INTERNATIONAL, INC.
  • WWW.LCBROKER.NET
A warning PDF of date 22/02/2012 (new window) FMA (AUSTRIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.