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Page 676 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
02/02/2011unauthorised entities
  • HERSH EDELMAN
  • WWW.HERSH-EDELMAN.COM
A warning PDF of date 02/02/2011 (new window) SFSA (SUECIA) 
30/03/2011unauthorised entities
  • HERSH EDELMAN
  • WWW.HERSH-EDELMAN.COM
A warning PDF of date 30/03/2011 (new window) FMA (AUSTRIA) 
19/03/2014unauthorised entities
  • HERRINGTON GLOBAL AND SHENZHEN COMMODITY EXCHANGE, SZCOX
  • WWW.HERRINGTON-GLOBAL.COM
  • WWW.SZCOX.ORG
A warning PDF of date 19/03/2014 (new window) SFSA (SUECIA) 
30/07/2014unauthorised entities
  • HERRINGTON GLOBAL
A warning PDF of date 30/07/2014 (new window) FSMA (BELGICA) 
26/02/2014unauthorised entities
  • HERRINGTON GLOBAL
  • HTTP://HERRINGTON-GLOBAL.COM/
A warning PDF of date 26/02/2014 (new window) FSAN (NORUEGA) 
07/01/2021unauthorised entities
  • HERONSGATE CAPITAL LIMITED (CLONE)
  • WWW.HERONSGATECAPLTD.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HERONSGATE CAPITAL LLP.
10/11/2022unauthorised entities
  • HEROLD AND PARTNERS
  • WWW.HEROLDANDPARTNERS.COM
A warning PDF of date 10/11/2022 (new window) FMA (AUSTRIA) 
05/10/2022unauthorised entities
  • HEROLD AND PARTNERS
  • WWW.HEROLDANDPARTNERS.COM
A warning PDF of date 05/10/2022 (new window) FMA (AUSTRIA) 
08/08/2018unauthorised entities
  • HERO WAVE INTERNATIONAL (CLON)
  • HTTP://WWW.HEROWAVEINTERNATIONAL.LOAN/
A warning PDF of date 08/08/2018 (new window) FCA (REINO UNIDO) 
15/11/2006unauthorised entities
  • HERO ELEGANT GLOBAL SERVICES LIMITED
  • WWW.HEROGLOBAL.COM.CN
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.