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Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
26/08/2015unauthorised entities
  • HENDERSON GLOBAL TRADING
  • WWW.HENDERSONGLOBALTRADING.COM
A warning PDF of date 26/08/2015 (new window) FCA (REINO UNIDO) 
05/08/2020unauthorised entities
  • HENDERSON AND PARTNERS (CLON)
  • HTTPS://HENDERSON-LTD.COM/
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
25/05/2022unauthorised entities
  • HENDERSON AND JAMES EQUITY MANAGEMENT
  • WWW.HENDERSONANDJAMESEQUITYMANAGEMENTLLC.COM
A warning PDF of date 25/05/2022 (new window) FCA (REINO UNIDO) 
15/06/2022unauthorised entities
  • HENCEWOOD CAPITAL CONSULTANCY LLC
  • WWW.HENCEWOODCAPCONSULTANCY.COM
A warning PDF of date 15/06/2022 (new window) FCA (REINO UNIDO) 
19/11/2008unauthorised entities
  • HEMMINGWAYS
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
17/10/2012unauthorised entities
  • HEMMINGTON CAPITAL MARKETS
  • WWW.HEMMINGTON-CM.COM
A warning PDF of date 17/10/2012 (new window) SFSA (SUECIA) 
05/08/2020unauthorised entities
  • HEMINGWAY GLOBAL CAPITAL
  • HTTP://HEMINGWAYGLOBALCAPITAL.CO.UK/
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
14/02/2024unauthorised entities
  • HELVETICORE
  • WWW.HELVETICORE.CAPITAL
A warning PDF of date 14/02/2024 (new window) FMA (AUSTRIA) 
19/02/2014unauthorised entities
  • HELVETIA WEALTH AG
A warning PDF of date 19/02/2014 (new window) EI_CBI (IRLANDA) 
17/06/2015unauthorised entities
  • HELMUT STUDER (CLON)
  • WWW.HELMUTSTUDER.COM
A warning PDF of date 17/06/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.