Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 682 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
05/08/2015unauthorised entities
  • CITIGROUP INVESTMENT/CITIGROUP IMPLEMENTATION SERVICES LIMIT
  • WWW.CITIGROUPINVESTMENT.CO.UK
A warning PDF of date 05/08/2015 (new window) FCA (REINO UNIDO) 
26/08/2015unauthorised entities
  • TILNEY ASSET MANAGEMENT (CLON)
  • WWW.TILNEYASSETMNGT.COM
A warning PDF of date 26/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
02/09/2015unauthorised entities
  • JC STERLING & ROTH
  • WWW.JCS-ROTH.COM
A warning PDF of date 02/09/2015 (new window) FCA (REINO UNIDO) 
02/09/2015unauthorised entities
  • NICOLAS ADAMIDES / NA TRADING (CLON)
  • WWW.NICOLASADAMIDES.COM
A warning PDF of date 02/09/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
26/08/2015unauthorised entities
  • HENDERSON GLOBAL TRADING
  • WWW.HENDERSONGLOBALTRADING.COM
A warning PDF of date 26/08/2015 (new window) FCA (REINO UNIDO) 
21/09/2022unauthorised entities
  • FASTEARNERSFXOPTIONTRADE
  • HTTPS://FASTEARNERSFXOPTIONTRADE.COM/
A warning PDF of date 21/09/2022 (new window) FCA (REINO UNIDO) 
26/08/2015unauthorised entities
  • CASTLERIGG UCITS FUND PLC (CLON)
  • WWW.CASTLERIGGINVESTMENTS.COM
  • WWW.CASTLE-RIGG.CO.UK
A warning PDF of date 26/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
26/08/2015unauthorised entities
  • CREDENCE FINANCIAL EARNINGS LTD / CREDENCE TRADE (CLON)
  • WWW.CREDENCE-TRADE.COM
A warning PDF of date 26/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
15/02/2023unauthorised entities
  • BROADMARKETCAP / BROAD MARKET CAP / CORE MARKET OPTIONS
  • HTTPS://BROADMARKETCAP.COM
A warning PDF of date 15/02/2023 (new window) FCA (REINO UNIDO) 
21/09/2022unauthorised entities
  • GLOBALPRIMEFOREX / GLOBALSPRIMEFX
  • HTTPS://GLOBALSPRIMEFX.COM/
A warning PDF of date 21/09/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.