Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 685 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
28/10/2020unauthorised entities
  • LIVERPOOL VICTORIA FINANCIAL SERVICES (CLON)
  • BUY.HIGHYIELDINVESTMENTBOND.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LIVERPOOL VICTORIA FINANCIAL SERVICES LIMITED
09/02/2022unauthorised entities
  • LIVETRADINGFX
  • WWW.LIVETRADINGFX.COM
A warning PDF of date 09/02/2022 (new window) FSMA (BELGICA) 
30/09/2002unauthorised entities
  • LIVINGSTONE ASSET MANAGEMENT
A warning PDF of date 30/09/2002 (new window) CBF (BELGICA) 
12/05/2003unauthorised entities
  • LIVINGSTONE ASSET MANAGEMENT
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
15/10/2002unauthorised entities
  • LIVINGSTONE ASSET MANAGEMENT
A warning PDF of date 15/10/2002 (new window) EI_CBI (IRLANDA) 
14/09/2022unauthorised entities
  • LJ-INVEST.NET
A warning PDF of date 14/09/2022 (new window) FSMA (BELGICA) 
09/07/2014unauthorised entities
  • LK ADVISORS (CLON)
  • WWW.LKSECURITIES.COM
A warning PDF of date 09/07/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LK ADVISERS LIMITED
09/04/2019unauthorised entities
  • LKM GROUPS LTD
  • WWW.LKMINVEST.COM
A warning PDF of date 09/04/2019 (new window) CONSOB (ITALIA) 
03/11/2021unauthorised entities
  • LLAJES SERVICES SP.ZO.O
  • HTTPS://GLOBALINVESTOUS.EU
A warning PDF of date 03/11/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
03/07/2024unauthorised entities
  • LLCAPITALFX
  • HTTPS://CLIENT.LLCAPITALFX.CC
  • HTTPS://LLCAPITALFX.CC
A warning PDF of date 03/07/2024 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.