Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 686 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
13/10/2011unauthorised entities
  • HAYNES - HAMILTON VENTURES
  • WWW.HAYNES-HAMILTON.COM
A warning PDF of date 13/10/2011 (new window) SFSA (SUECIA) 
02/10/2013unauthorised entities
  • HAYES CAPITAL MANAGEMENT
A warning PDF of date 02/10/2013 (new window) FCA (REINO UNIDO) 
08/05/2013unauthorised entities
  • HAYES ASSOCIATES
  • WWW.HAYESASSOCIATES.ORG
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO) 
10/11/2022unauthorised entities
  • HAYAT GLOBAL LTD
  • HTTPS://HAYATGLOBALFX.COM/
A warning PDF of date 10/11/2022 (new window) FCA (REINO UNIDO) 
01/02/2017unauthorised entities
  • HAYASHI AND PARTNERS / HAYASHI INTERNATIONAL EQUITY SECURITIES
  • WWW.HAYASHIANDPARTNERS.COM
A warning PDF of date 01/02/2017 (new window) FCA (REINO UNIDO) 
17/09/2008unauthorised entities
  • HAWKINS & DOYLE
  • WWW.HAWKINSDOYLE.COM
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
14/01/2009unauthorised entities
  • HAWKES BARRATT ROSSI TRADING A/K/A HBR TRADING
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
11/03/2015unauthorised entities
  • HAWK TRADE
A warning PDF of date 11/03/2015 (new window) FSMA (BELGICA) 
23/06/2021unauthorised entities
  • HAVENFORT CAPITAL
  • WWW.HAVENFORTCAPITAL.COM
A warning PDF of date 23/06/2021 (new window) CBI (IRLANDA) 
08/05/2013unauthorised entities
  • HAVEN LINK COMMODITIES
  • HTTP://HAVENLINKCOMMODITIES.COM/
A warning PDF of date 08/05/2013 (new window) FSAN (NORUEGA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.