Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 690 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/07/2021unauthorised entities
  • HARDSON BECKER GLOBAL
  • WWW.HARDSON.COM
A warning PDF of date 14/07/2021 (new window) FMA (AUSTRIA) 
08/01/2014unauthorised entities
  • HARDEN-KRAUSE PRIVATE EQUITY LTD
  • WWW.HARDEN-KRAUSE.COM
A warning PDF of date 08/01/2014 (new window) SFSA (SUECIA) 
31/10/2007unauthorised entities
  • HARCOURT WELLS & ASSOCIATES
  • WWW.HARCOURTWELLS.COM
A warning PDF of date 31/10/2007 (new window) FSAN (NORUEGA) 
05/07/2023unauthorised entities
  • HARC UNION CREDIT
  • HTTPS://WWW.HARC-UNIONCREDIT.COM/
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
05/10/2011unauthorised entities
  • HARBERT EUROPEAN FUND ADVISORS
  • WWW.HARBERTFA.CO.UK
A warning PDF of date 05/10/2011 (new window) FSA (REINO UNIDO) 
09/02/2005unauthorised entities
  • HANTEC GROUP ASSET MANAGEMENT LIMITED
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
22/02/2023unauthorised entities
  • HANTEC FUNDS INVESTMENT
  • HTTPS://HANTECFUNDSINVESTMENT.COM
A warning PDF of date 22/02/2023 (new window) FCA (REINO UNIDO) 
09/03/2022unauthorised entities
  • HANTEC FUNDS
  • WWW.HANTECFUNDS.COM
A warning PDF of date 09/03/2022 (new window) FCA (REINO UNIDO) 
30/03/2022unauthorised entities
  • HANSRAJ LIMITED
  • HTTPS://HANSRAJLIMITED.COM/
A warning PDF of date 30/03/2022 (new window) FCA (REINO UNIDO) 
24/01/2007unauthorised entities
  • HANSON GROUP INTERNATIONAL
  • WWW.HANSONGROUPINTERNATIONAL.COM
A warning PDF of date 24/01/2007 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.