Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 70 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
06/07/2005unauthorised entities
  • LASALLE BANK (NO RELACIONADO CON LASALLE BANK, USA)
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 
17/02/2010unauthorised entities
  • ASIA-PACIFIC FINANCE AND INVESTMENT
  • WWW.ASIA-PACIFIC.HK.CN
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 
06/07/2005unauthorised entities
  • EBAY (NO RELACIONADA CON EBAY INC., USA)
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • CROWN WEALTH INTERNATIONAL
  • WWW.CROWNWEALTHINTERNATIONAL.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • FAITHWAY LIMITED
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
10/06/2009unauthorised entities
  • ATLANTIS FINANCIAL
  • WWW.ATLANTIS-FINANCIAL.COM
A warning PDF of date 10/06/2009 (new window) SFC (HONG KONG) 
22/11/2006unauthorised entities
  • PAN-INDEX LIMITED
  • WWW.PAN-INDEX.COM
  • 888.PAN-INDEX.COM
A warning PDF of date 22/11/2006 (new window) SFC (HONG KONG) 
22/11/2006unauthorised entities
  • NEWMAN BELL MERGERS & ACQUISITIONS
  • WWW.NEWMANBELL.COM
A warning PDF of date 22/11/2006 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • LEVIN MAYER
  • WWW.LEVIN-MAYER.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • NEW TIMES CAPITAL (HK) LTD
  • WWW.NEWTIMES-CAPITAL.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.