Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 707 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
29/07/2020unauthorised entities
  • NEXUS P CAPITAL
  • WWW.NEXUSPCAPITAL.COM
A warning PDF of date 29/07/2020 (new window) FCA (REINO UNIDO) 
05/08/2020unauthorised entities
  • MERCER ALTERNATIVES (CLON)
  • HTTPS://MERCERALTERNATIVES.COM
A warning PDF of date 05/08/2020 (new window) CSSF (LUXEMBURGO)NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA MERCER ALTERNATIVES (LUXEMBOURG) S.À R.L
05/08/2020unauthorised entities
  • FORTIS INVESTMENT MANAGEMENT (CLON)
  • WWW.FORTISINVESTMENT.CO.UK
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
05/08/2020unauthorised entities
  • EURONOVA FX (CLON)
  • HTTPS://EURONOVAFXASSET.COM/
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
05/08/2020unauthorised entities
  • DUNHILL WEALTH ADVISORY
  • HTTPS://DUNHILLWEALTHADVISORY.COM
A warning PDF of date 05/08/2020 (new window) CSSF (LUXEMBURGO) 
05/08/2020unauthorised entities
  • BANK OF IRELAND (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
05/08/2020unauthorised entities
  • TENDO LOAN (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
05/08/2020unauthorised entities
  • UKSAVINGSSOCIETY
  • WWW.UKSAVINGSSOCIETY.COM
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
05/08/2020unauthorised entities
  • HENDERSON AND PARTNERS (CLON)
  • HTTPS://HENDERSON-LTD.COM/
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
05/08/2020unauthorised entities
  • FARALLON CAPITAL LLC (CLON)
  • HTTPS://FARALLONCAPITAL.LLC
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.