Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 712 out of 1243
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
25/08/2020unauthorised entities
  • DR. KHALED AL-MALIKI (OPERANDO COMO KHM LAW)
  • WWW.KHM-LAWYER.COM
A warning PDF of date 25/08/2020 (new window) FCA (REINO UNIDO) 
24/06/2020unauthorised entities
  • THE BONDS COMPANY
  • WWW.THEBONDSCOMPANY.CO.UK
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
14/04/2020unauthorised entities
  • GEMINICPL (CLON)
  • HTTPS://WWW.GEMINI-CPL.COM
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA GEMINI CAPITAL LLP
14/04/2020unauthorised entities
  • PHILLIP CAPITAL UK (CLON)
  • HTTP://WWW.PHILLIPCAPITALUK.CN
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE
07/10/2020unauthorised entities
  • PRUDENTIAL (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA PRUDENTIAL PLC
14/04/2020unauthorised entities
  • NUMIS PORTAL (CLON)
  • HTTPS://WWW.NUMISPORTAL.COM/
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NUMIS SECURITIES LIMITED
18/03/2020unauthorised entities
  • BLACKROCK ADVISORS (UK) LTD (CLON)
A warning PDF of date 18/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA BLACKROCK ADVISORS (UK) LIMITED
18/03/2020unauthorised entities
  • CARTER FS / CARTER FS FINSERVICES
  • WWW.CARTERFS.COM
A warning PDF of date 18/03/2020 (new window) FCA (REINO UNIDO) 
18/03/2020unauthorised entities
  • CREDIT FINANCE / CREDIT FINANCE LTD
A warning PDF of date 18/03/2020 (new window) FCA (REINO UNIDO) 
14/04/2020unauthorised entities
  • BOURSE ASSISTANCE (CLON)
  • HTTP://WWW.BOURSE-ASSISTANCE.COM
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.