Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 724 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
27/09/2017unauthorised entities
  • FCA MARKET / FINANCIAL CONTRACT AUTHORITY
  • HTTPS://FCAMARKET.COM/INDEX.PHP?LANG=EN
A warning PDF of date 27/09/2017 (new window) FCA (REINO UNIDO) 
20/09/2017unauthorised entities
  • DBL ASSET MANAGEMENT S.A.
  • WWW.DBL-AM.ORG
A warning PDF of date 20/09/2017 (new window) CSSF (LUXEMBURGO) 
20/09/2017unauthorised entities
  • ASSET CONSULTING / CONSULTANT SERVICES
  • WWW.ASSETCONSULTINGSERVICES.COM
  • WWW.ASSETCONSULTANTSERVICES.COM
A warning PDF of date 20/09/2017 (new window) FCA (REINO UNIDO) 
13/09/2017unauthorised entities
  • NAFTOIL
A warning PDF of date 13/09/2017 (new window) AMF (FRANCIA)SE ADVIERTE TAMBIEN CONTRA SU DIRECTOR RAPHAEL COMTÉ
13/09/2017unauthorised entities
  • JOHNSTON AND JAMES CONSULTANCY / J&J CONSULTANCY
  • WWW.JOHNSTONANDJAMESCONSULTANCYFIRM.COM
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
13/09/2017unauthorised entities
  • CMC GAO HUA
  • WWW.CMCALLIANCE.COM
A warning PDF of date 13/09/2017 (new window) SFSA (SUECIA) 
13/09/2017unauthorised entities
  • ITO VENTURES
  • WWW.ITOVENTURES.COM
A warning PDF of date 13/09/2017 (new window) SFSA (SUECIA) 
13/09/2017unauthorised entities
  • CATHAY DUPONT
  • WWW.CATHAYDUPONT.COM
A warning PDF of date 13/09/2017 (new window) CSSF (LUXEMBURGO) 
13/09/2017unauthorised entities
  • POSITIVE LENDING (CLON)
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
13/09/2017unauthorised entities
  • GENWORTH CONSULTANT GROUP
  • WWW.GENWORTHCONSULTANTGRP.COM
  • WWW.GENWORTHCONSULTANT.COM
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.