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Page 752 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
28/12/2016unauthorised entities
  • CAMPTON CAPITAL PARTNERS
  • WWW.CAMPTONCAPITALPARTNERS.COM
A warning PDF of date 28/12/2016 (new window) FCA (REINO UNIDO) 
28/12/2016unauthorised entities
  • IBA MARKETS / INTERNATIONAL BROKERS ASSOCIATION MARKET
  • WWW.IBAMARKETS.COM
A warning PDF of date 28/12/2016 (new window) FCA (REINO UNIDO) 
21/12/2016unauthorised entities
  • GVQ INVESTMENT FUNDS (DUBLIN) PLC (CLON)
  • WWW.GVQINVESTMENTFUNDS.COM
A warning PDF of date 21/12/2016 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
14/12/2016unauthorised entities
  • NOVOSTAR FINANCE CO LTD
  • HTTP://WWW.NOVOSTARFIN.N.NU/
A warning PDF of date 14/12/2016 (new window) FCA (REINO UNIDO) 
14/12/2016unauthorised entities
  • LAWSON MANAGEMENT GROUP LLC
  • WWW.LAWSONMANAGEMENTGRP.COM
A warning PDF of date 14/12/2016 (new window) FCA (REINO UNIDO) 
14/12/2016unauthorised entities
  • ERNST HOFSETTER ASSET MANAGEMENT (CLON)
  • WWW.ERNSTHOFSETTER.COM
A warning PDF of date 14/12/2016 (new window) FCA (REINO UNIDO) 
14/12/2016unauthorised entities
  • REINHARD HOFER INTERNATIONAL / REINHARD HOFER VENTURE PARTNERS (CLON)
  • WWW.REINHARDHOFER.COM
A warning PDF of date 14/12/2016 (new window) FCA (REINO UNIDO) 
14/12/2016unauthorised entities
  • ALPHA INNOVATIVE STRATEGIES LTD
  • HTTP://WWW.IA-PATRIMOINE.COM
A warning PDF of date 14/12/2016 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
14/12/2016unauthorised entities
  • LM SWISS GROUP LTD (OPERANDO CON LA MARCA SWISSFXTRADING)
  • WWW.SWISSFXTRADING.COM
A warning PDF of date 14/12/2016 (new window) CONSOB (ITALIA) 
14/12/2016unauthorised entities
  • LM SWISS DIRECT LTD (OPERANDO CON LAS MARCAS SWISSFXTRADING, SWISSFXPRO Y LM SWISS)
  • WWW.SWISSFXTRADING.COM
  • WWW.SWISSFXPRO.COM
  • WWW.LMSWISS.COM
A warning PDF of date 14/12/2016 (new window) CONSOB (ITALIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.