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Page 776 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
15/06/2016unauthorised entities
  • FUJI CREDIT ASSET MANAGEMENT
  • WWW.FUJICREDIT.COM
A warning PDF of date 15/06/2016 (new window) AFM (PAISES BAJOS) 
15/06/2016unauthorised entities
  • STANFORD LAW
  • WWW.STANFORDLAWFIRM.COM
A warning PDF of date 15/06/2016 (new window) FCA (REINO UNIDO) 
15/06/2016unauthorised entities
  • COHEN & PARTNERS
  • WWW.COHENANDPARTNERS.COM
A warning PDF of date 15/06/2016 (new window) FCA (REINO UNIDO) 
15/06/2016unauthorised entities
  • SOREN MOLLER
  • HTTP://SOREN-MOLLER.COM
A warning PDF of date 15/06/2016 (new window) CSSF (LUXEMBURGO) 
15/06/2016unauthorised entities
  • LOCKER CAPITAL MANAGEMENT
  • LOCKER GLOBAL MANAGEMENT
  • HTTP://WWW.LOCKER-CM.COM
  • HTTP://LOCKER-CM.COM
A warning PDF of date 15/06/2016 (new window) CSSF (LUXEMBURGO) 
08/06/2016unauthorised entities
  • CAPITA CONSULT (CLON)
  • WWW.CAPITACONSULT.COM
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
08/06/2016unauthorised entities
  • BAUER SCHMIDT & GUENTER (CLON)
  • WWW.BAUERSCHMIDT-GUENTER.COM
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO) 
08/06/2016unauthorised entities
  • MFG INVESTMENTS (CLON)
  • WWW.MFGINVESTMENTS.CO.UK
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
08/06/2016unauthorised entities
  • TRADITIONAL FUNDS PLC (CLON)
  • WWW.TRADITIONAL-FUNDSPLC.COM
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
01/06/2016unauthorised entities
  • SEP GLOBAL LIMITED
  • WWW.FXSEP.COM
A warning PDF of date 01/06/2016 (new window) AMF (FRANCIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.