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Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
30/12/2020unauthorised entities
  • SMART INVESTOR CENTRE
  • WWW.SMARTINVESTORCENTRE.CO.UK
A warning PDF of date 30/12/2020 (new window) FCA (REINO UNIDO) 
30/12/2020unauthorised entities
  • COMPARE UK BONDS / COMPARE-UK-BONDS
  • WWW.COMPARE-UK-BONDS.CO.UK
A warning PDF of date 30/12/2020 (new window) FCA (REINO UNIDO) 
07/01/2021unauthorised entities
  • UNION CREDIT BANK
  • WWW.UCBTCONLINE.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
07/01/2021unauthorised entities
  • SMART INCOME INVESTOR
  • WWW.SMARTINCOMEINVESTOR.CO.UK
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
07/01/2021unauthorised entities
  • LOMBARD LONDON / LOMBARD AM (CLONE)
  • LOMBARDLONDON.COM / LOMBARDAM.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LOMBARD ODIER ASSET MANAGEMENT (EUROPE) LTD.
07/01/2021unauthorised entities
  • COVESTIUM LIMITED INVESTMENT CONSULTANT (CLONE)
  • WWW.COVESTIUMLTD.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA COVESTIUM LTD.
07/01/2021unauthorised entities
  • UNIX BROKER
  • WWW.UNIXBROKER.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
07/01/2021unauthorised entities
  • SUN CFD TRADING INC
  • WWW.SUNCFDTRADING.COM
A warning PDF of date 07/01/2021 (new window) CSSF (LUXEMBURGO) 
07/01/2021unauthorised entities
  • UK BOND ASSOCIATES
  • HTTPS://UK-BONDASSOCIATES.COM/
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
07/01/2021unauthorised entities
  • HERONSGATE CAPITAL LIMITED (CLONE)
  • WWW.HERONSGATECAPLTD.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HERONSGATE CAPITAL LLP.

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.