Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 792 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
31/08/2005unauthorised entities
  • NOBLE INVESTMENTS AND SECURITIES SL
A warning PDF of date 31/08/2005 (new window) FSA (REINO UNIDO) 
21/09/2022unauthorised entities
  • NOCREDITCHECKLOANS
  • WWW.NOCREDITCHECKLOANS.CO.UK
A warning PDF of date 21/09/2022 (new window) FCA (REINO UNIDO) 
27/10/2021unauthorised entities
  • NOE P&I DAC (CLONE)
  • WWW.NORTHOFENGLANDPEL.COM (CLONE)
A warning PDF of date 27/10/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN IRLANDA DENOMINADA NORTH OF ENGLAND P&I DAC.
01/06/2022unauthorised entities
  • NOFICO BANK
  • HTTP://WWW.NOFICOGROUP.ORG/
A warning PDF of date 01/06/2022 (new window) FSMA (BELGICA) 
03/08/2022unauthorised entities
  • NOIA CAPITAL (CLONE)
A warning PDF of date 03/08/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE QUE LA ENTIDAD ADVERTIDA CONTACTA CON POTENCIALES INVERSORES UTILIZANDO CORREOS ELECTRÓNICOS CON LA ESTRUCTURA NOMBRE.APELLIDO@NOIA-CAPITAL.FR . LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO “NOIA CAPITAL S.À R.L.”
10/05/2023unauthorised entities
  • NOLLY FUNDING
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA) 
04/07/2018unauthorised entities
  • NOMURA AND PARTNERS (CLON)
  • HTTP://WWW.NMRPARTNERS.COM
A warning PDF of date 04/07/2018 (new window) FCA (REINO UNIDO) 
30/09/2020unauthorised entities
  • NOMURA BANK (CLON)
  • WWW.NOMURA-BANK.COM
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
19/03/2008unauthorised entities
  • NOMURA FINANCIAL GROUP
  • WWW.NOMURAGRP.COM
A warning PDF of date 19/03/2008 (new window) SFSA (SUECIA) 
22/06/2016unauthorised entities
  • NOMURA LEVY MERGERS & ACQUISITIONS (CLON)
  • WWW.NOMURALEVY.COM
A warning PDF of date 22/06/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.