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Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
21/12/2022unauthorised entities
  • NORTH GLOBAL FX
  • WWW.NORTHGLOBALFX.COM
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
15/04/2009unauthorised entities
  • NORTH POINT CAPITAL
  • WWW.NORTHPOINTCAPITALHK.COM
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
14/01/2009unauthorised entities
  • NORTH POINT M & A ADVISORS LLC
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
23/09/2020unauthorised entities
  • NORTH WEST BONDS
  • HTTP://NORTHWESTBONDS.COM
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
26/05/2010unauthorised entities
  • NORTHCOTT STERLING XAVIER ASSOCIATES
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
14/03/2012unauthorised entities
  • NORTHERN CAPITAL
A warning PDF of date 14/03/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDAD DEBIDAMENTE AUTORIZADA Y REGISTRADA NORTHERN CAPITAL DENAMARK S/A NI CON LA ENTIDAD BRITÁNICA NORTHERN CAPITAL DENMARK LTD.
09/10/2013unauthorised entities
  • NORTHERN CAPITAL CONSULTANTS
  • WWW.NORTHERNCAPITALCONSULTANTS.COM
A warning PDF of date 09/10/2013 (new window) FCA (REINO UNIDO) 
19/05/2021unauthorised entities
  • NORTHERN GLOBAL FUNDS (CLONE)
  • HTTPS://NORTHERNGLOBALFUNDS.COM
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NORTHERN TRUST GLOBAL FUNDS PLC.
17/11/2010unauthorised entities
  • NORTHERN PEGASUS LLC.
  • WWW.NORTHERNPEGASUS.COM
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
08/11/2023unauthorised entities
  • NORTHERN TRUST IRELAND (CLONE)
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) LA DIRECCIÓN DE CORREO ELECTRÓNICO DECLAN.FOLEY@NORTHERNTRUST.EU.COM, NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI NORTHERN TRUST GLOBAL SERVICES SE.

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.