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Page 798 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
02/12/2015unauthorised entities
  • LHCBROKERS LTD / OKLYCAPITAL LIMITED
  • WWW.LHCBROKERS.COM
A warning PDF of date 02/12/2015 (new window) CONSOB (ITALIA) 
25/11/2015unauthorised entities
  • GUARDIAN ASSET MANAGEMENT
  • WWW.GAMFINANCE.COM
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO) 
25/11/2015unauthorised entities
  • CARTER FLANAGAN LIMITED /
  • CARTER FLANAGAN PRIVATE ASSET MANAGEMENT
  • WWW.CARTERFLANAGAN.COM
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO) 
25/11/2015unauthorised entities
  • CHINA EMERALD CONSULTING
A warning PDF of date 25/11/2015 (new window) EI_CBI (IRLANDA) 
25/11/2015unauthorised entities
  • RK TRADING / ROLAND KEMENY (CLON)
  • HTTP://WWW.ROLANDKEMENY.COM
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/11/2015unauthorised entities
  • LABANNA CAPITAL MANAGEMENT
  • WWW.LABANNACAPITALMGMT.COM
A warning PDF of date 25/11/2015 (new window) DFSA (DINAMARCA) 
25/11/2015unauthorised entities
  • INRIS UCITS FUND PLC (CLON)
  • WWW.INRIS.CO.UK
  • HTTP://SITE9140400.91.WEBYDO.COM/CONTACT.HTML
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/11/2015unauthorised entities
  • BROOKS AND FISHER ASSOCIATES
  • WWW.BROOKSANDFISHERASSOCIATES.COM
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO) 
25/11/2015unauthorised entities
  • MOTOYAGI AND ASSOCIATES
A warning PDF of date 25/11/2015 (new window) EI_CBI (IRLANDA) 
18/11/2015unauthorised entities
  • WHITAKER CORPORATE PARTNERS
  • WWW.WHITAKERCORPORATE.COM
A warning PDF of date 18/11/2015 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.