Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 800 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
11/09/2013unauthorised entities
  • NZ FINANCIAL CAPITAL LIMITED
  • HTTP://FX-IM.COM
A warning PDF of date 11/09/2013 (new window) CSSF (LUXEMBURGO) 
28/10/2020unauthorised entities
  • O.D.D. ASSET MANAGEMENT / ODD ASSET MANAGEMENT (CLON)
  • WWW.ODDASSETMANAGEMENT.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ODD ASSET MANAGEMENT LTD
01/02/2023unauthorised entities
  • O3FX CAPITAL
  • WWW.O3FXCAPITAL.COM
A warning PDF of date 01/02/2023 (new window) FCA (REINO UNIDO) 
21/10/2015unauthorised entities
  • OAK TREE FINANCE / OAK TREE FINANCIALS
  • WWW.OAKTREEFINANCIALS.COM
A warning PDF of date 21/10/2015 (new window) FCA (REINO UNIDO) 
31/08/2005unauthorised entities
  • OAKMONT INTERNATIONAL LLC
A warning PDF of date 31/08/2005 (new window) FSA (REINO UNIDO) 
23/12/2020unauthorised entities
  • OAKTREE CAPITAL MANAGEMENT / OAK TREE CAPITAL MANAGEMENT (CLON)
  • WWW.OAKTREECAPITALMANAGEMENT.CO.UK
  • WWW.BROCHURE.OAKTREECAPITALMANAGEMENT.CO.UK
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS OAKTREE CAPITAL MANAGEMENT (UK) LLP/ OAKTREE CAPITAL MANAGEMENT (EUROPE) LLP / OAKTREE CAPITAL MANAGEMENT (INTERNATIONAL) LIMITED.
28/03/2018unauthorised entities
  • OAKWOOD ADVISORY
  • WWW.OAKWOODADVISORY.COM
A warning PDF of date 28/03/2018 (new window) FCA (REINO UNIDO) 
22/06/2022unauthorised entities
  • OASTHOUSE VENTURES
  • HTTPS://WWW.OASTHOUSEVENTURES.COM/
A warning PDF of date 22/06/2022 (new window) FCA (REINO UNIDO) 
27/04/2022unauthorised entities
  • OBATAN LLC
A warning PDF of date 27/04/2022 (new window) FCA (REINO UNIDO) 
24/02/2021unauthorised entities
  • OBECHE LUXEMBOURG / OBECHE PATRIMOINE (CLONE)
  • WWW.OBECHE-INVEST.COM
A warning PDF of date 24/02/2021 (new window) CSSF (LUXEMBURGO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA OBECHE HOLDING S.A.

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.