Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 81 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
19/05/2010unauthorised entities
  • INEZ SWIJSEN
A warning PDF of date 19/05/2010 (new window) CBFA (BELGICA) 
24/06/2009unauthorised entities
  • MCLEOD WALKER CAPITAL LTD
  • WWW.MCLEODWALKER.COM
A warning PDF of date 24/06/2009 (new window) CBFA (BELGICA) 
21/04/2010unauthorised entities
  • WEST RIDGE LIMITED
  • WWW.WESTRIDGELIMITED.COM
A warning PDF of date 21/04/2010 (new window) CBFA (BELGICA) 
01/07/2009unauthorised entities
  • SULLIVAN INVESTMENT GROUP
  • WWW.SULLIVANINVESTMENTS.CO.UK
A warning PDF of date 01/07/2009 (new window) CBFA (BELGICA) 
17/03/2010unauthorised entities
  • VENTURE ALLIANCE PARTNERS (VENPAR)
  • WWW.VENPAR.COM
A warning PDF of date 17/03/2010 (new window) CBFA (BELGICA) 
18/03/2009unauthorised entities
  • LEGACY GLOBAL WEALTH
  • WWW.LEGACYGLOBALWEALTH.COM
A warning PDF of date 18/03/2009 (new window) CBFA (BELGICA) 
11/02/2009unauthorised entities
  • FAIRFIELD & HAYS
  • WWW.FAIRFIELDHAYS.COM
A warning PDF of date 11/02/2009 (new window) CBFA (BELGICA) 
21/04/2010unauthorised entities
  • VAN BROEKE CONSULTANCY GROUP
  • WWW.VANBROEKECONSULTANCYGROUP.COM
A warning PDF of date 21/04/2010 (new window) CBFA (BELGICA) 
21/04/2010unauthorised entities
  • ENGLEFIELD CAPITAL
  • WWW.ENGLEFIELDCAPITAL.NET
A warning PDF of date 21/04/2010 (new window) CBFA (BELGICA) 
19/01/2011unauthorised entities
  • GEOFFROY CATHERINE
A warning PDF of date 19/01/2011 (new window) CBFA (BELGICA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.