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Page 802 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/04/2020unauthorised entities
  • NUMIS PORTAL (CLON)
  • HTTPS://WWW.NUMISPORTAL.COM/
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NUMIS SECURITIES LIMITED
21/09/2022unauthorised entities
  • NUNITEINVESTING
  • HTTPS://NUNITEINVESTING.NET/
A warning PDF of date 21/09/2022 (new window) FCA (REINO UNIDO) 
19/05/2010unauthorised entities
  • NUR CAHAYA ILHAM CONSULTANT
A warning PDF of date 19/05/2010 (new window) LABUAN_FSA (MALASIA) 
25/08/2020unauthorised entities
  • NVESTMENTFACTS.CO.UK
  • WWW.INVESTMENTFACTS.CO.UK
A warning PDF of date 25/08/2020 (new window) FCA (REINO UNIDO) 
14/02/2024unauthorised entities
  • NXS FUND
  • WWW.NXSFUND.COM
A warning PDF of date 14/02/2024 (new window) FMA (AUSTRIA) 
11/09/2013unauthorised entities
  • NZ FINANCIAL CAPITAL LIMITED
  • HTTP://FX-IM.COM
A warning PDF of date 11/09/2013 (new window) CSSF (LUXEMBURGO) 
28/10/2020unauthorised entities
  • O.D.D. ASSET MANAGEMENT / ODD ASSET MANAGEMENT (CLON)
  • WWW.ODDASSETMANAGEMENT.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ODD ASSET MANAGEMENT LTD
01/02/2023unauthorised entities
  • O3FX CAPITAL
  • WWW.O3FXCAPITAL.COM
A warning PDF of date 01/02/2023 (new window) FCA (REINO UNIDO) 
21/10/2015unauthorised entities
  • OAK TREE FINANCE / OAK TREE FINANCIALS
  • WWW.OAKTREEFINANCIALS.COM
A warning PDF of date 21/10/2015 (new window) FCA (REINO UNIDO) 
31/08/2005unauthorised entities
  • OAKMONT INTERNATIONAL LLC
A warning PDF of date 31/08/2005 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.