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Page 803 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
18/11/2015unauthorised entities
  • CARNEGIE ASSET MANAGEMENT LIMITED
  • HTTP://WWW.CARNEGIEASSETS.COM/
A warning PDF of date 18/11/2015 (new window) DFSA (DINAMARCA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
18/11/2015unauthorised entities
  • WWW.NOERUSCAPITAL.COM
A warning PDF of date 18/11/2015 (new window) CYSEC (CHIPRE) 
11/11/2015unauthorised entities
  • THUNGEN FINANCIAL
  • WWW.TFPRIVATECLIENTS.COM
A warning PDF of date 11/11/2015 (new window) SFSA (SUECIA) 
11/11/2015unauthorised entities
  • TENJIN & ASSOCIATE
  • WWW.TENJINASSOC.COM
A warning PDF of date 11/11/2015 (new window) FCA (REINO UNIDO) 
11/11/2015unauthorised entities
  • HTTP://WWW.BULLETINVESTMENT.COM/
A warning PDF of date 11/11/2015 (new window) CYSEC (CHIPRE) 
11/11/2015unauthorised entities
  • NORIKURA GLOBAL
A warning PDF of date 11/11/2015 (new window) SFSA (SUECIA) 
04/11/2015unauthorised entities
  • ALDRICH LIMITED MERGERS & ACQUISITIONS
  • WWW.ALDRICHLIMITED.COM
A warning PDF of date 04/11/2015 (new window) FCA (REINO UNIDO) 
04/11/2015unauthorised entities
  • BRIXTON BUSINESS CONSULTANTS
  • WWW.BRIXTONCONSULTANTS.COM
A warning PDF of date 04/11/2015 (new window) FCA (REINO UNIDO) 
28/10/2015unauthorised entities
  • HIGASHI AND PARTNERS
  • WWW.HIGASHIPARTNERS.COM
A warning PDF of date 28/10/2015 (new window) FCA (REINO UNIDO) 
28/10/2015unauthorised entities
  • STRATEGIC ASSET MANAGEMENT LIMITED (IRELAND)
A warning PDF of date 28/10/2015 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.