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Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
01/07/2015unauthorised entities
  • WEST FINANCIAL /WEST FINANCIAL ADVISORY HOUSE
  • HTTP://WWW.WESTFINANCIALADVISORYHOUSE.COM
A warning PDF of date 01/07/2015 (new window) FCA (REINO UNIDO) 
01/07/2015unauthorised entities
  • ROBINSON SECURITIES LLC.
  • WWW.ROBINSONSECURITIES.COM
A warning PDF of date 01/07/2015 (new window) FCA (REINO UNIDO) 
24/06/2015unauthorised entities
  • WIRE PREPAY
  • HTTP://WWW.WIREPREPAY.COM/
A warning PDF of date 24/06/2015 (new window) MFSA (MALTA) 
24/06/2015unauthorised entities
  • AKASAKA ACQUISITION GROUP
  • WWW.AKASAKAACQ.COM
A warning PDF of date 24/06/2015 (new window) FCA (REINO UNIDO) 
24/06/2015unauthorised entities
  • VANGUARD ASSET MANAGEMENT/VANGUARD DIRECT (CLON)
A warning PDF of date 24/06/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCLUACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
17/06/2015unauthorised entities
  • WB-INVEST GMBH
  • WWW.WB-INVEST.COM
A warning PDF of date 17/06/2015 (new window) AFM (PAISES BAJOS) 
17/06/2015unauthorised entities
  • GARNIER GLOBAL FINANCE (CLON)
  • WWW.GARNIERGF.COM
A warning PDF of date 17/06/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON A ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
17/06/2015unauthorised entities
  • HELMUT STUDER (CLON)
  • WWW.HELMUTSTUDER.COM
A warning PDF of date 17/06/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
10/06/2015unauthorised entities
  • FINANCIAL CONSULT EOOD
A warning PDF of date 10/06/2015 (new window) BFSC (BULGARIA) 
10/06/2015unauthorised entities
  • BROKERAGE - HRISTO IVANOV EOOD
A warning PDF of date 10/06/2015 (new window) BFSC (BULGARIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.