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Page 82 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
18/09/2013unauthorised entities
  • WATERMAN WEALTH MANAGEMENT
  • WWW.WATERMANMANAGEMENT.COM
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 
12/05/2003unauthorised entities
  • WATERHOUSE SCOTT LTD
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
09/04/2019unauthorised entities
  • WATERFIELD CONSULTING GROUP
  • WWW.WATERFIELDGRP.COM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
23/06/2021unauthorised entities
  • WATERFALL HOLDING / WH INVEST / WH LUXEMBOURG (CLONE)
  • HTTP://WH-LUXEMBOURG.COM
A warning PDF of date 23/06/2021 (new window) CSSF (LUXEMBURGO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA WATERFALL HOLDING S.À R.L
10/05/2023unauthorised entities
  • WASIXCAP
  • HTTPS://WASIXCAP.COM/
A warning PDF of date 10/05/2023 (new window) AFM (PAISES BAJOS) 
10/10/2012unauthorised entities
  • WASHINGTON, D.C. SECURITIES DIVISION
  • WWW.USWSD.ORG
A warning PDF of date 10/10/2012 (new window) FSA (REINO UNIDO) 
03/03/2010unauthorised entities
  • WARWICK VENTURES
  • WWW.WARWICKVC.COM
A warning PDF of date 03/03/2010 (new window) CBFA (BELGICA) 
20/10/2010unauthorised entities
  • WARTHON RUBIN
  • WWW.WARTHON-RUBIN.COM
A warning PDF of date 20/10/2010 (new window) SFSA (SUECIA) 
16/01/2019unauthorised entities
  • WARRINGTON SHAW
  • HTTP://WWW.WARRINGTONSHAW.COM
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
06/03/2019unauthorised entities
  • WARRINGTON SHAW
  • WWW.WARRINGTONSHAW.COM
A warning PDF of date 06/03/2019 (new window) FMA (AUSTRIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.