Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 813 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
25/02/2015unauthorised entities
  • FOREX
A warning PDF of date 25/02/2015 (new window) FSMA (BELGICA) 
25/02/2015unauthorised entities
  • BC FINANCIAL ADVISORS
A warning PDF of date 25/02/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BENOIT CAMERLYNCK
25/02/2015unauthorised entities
  • JOSEF LANG CAPITAL MANAGEMENT (CLON)
  • WWW.JOSEF-LANG.COM
A warning PDF of date 25/02/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/02/2015unauthorised entities
  • SOUTH PACIFIC CAPITAL SINGLE MEMBER P.C.
  • NIKOLOV IVAYLO
A warning PDF of date 25/02/2015 (new window) HCMC (GRECIA) 
25/02/2015unauthorised entities
  • SCHWARZ & STIEN PARTNERS
  • HTTP://SCHWARZ-STIEN.COM
A warning PDF of date 25/02/2015 (new window) FSAN (NORUEGA) 
18/02/2015unauthorised entities
  • INTERACTIVE BROKERAGE LTD (FORMER GLOBAL MARKETS LDT)
A warning PDF of date 18/02/2015 (new window) BFSC (BULGARIA) 
18/02/2015unauthorised entities
  • BRAEMAR CAPITAL
  • WWW.BRAEMARCAPITAL.COM
A warning PDF of date 18/02/2015 (new window) DFSA (DINAMARCA) 
18/02/2015unauthorised entities
  • DOUGLAS COOPER ASSOCIATES
  • WWW.DOUGLASCOOPERASSOCIATES.COM
A warning PDF of date 18/02/2015 (new window) FCA (REINO UNIDO) 
11/02/2015unauthorised entities
  • LF-TRUST EUROPE
A warning PDF of date 11/02/2015 (new window) CSSF (LUXEMBURGO) 
28/01/2015unauthorised entities
  • AVANTE CORP LLC
  • WWW.AVANTE-CORP.COM
A warning PDF of date 28/01/2015 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.