Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 815 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
21/01/2015unauthorised entities
  • CO&H LTD
A warning PDF of date 21/01/2015 (new window) AMF (FRANCIA) 
21/01/2015unauthorised entities
  • SELECT CAPITAL VENTURES SA
  • WWW.SELECTCV.CA
A warning PDF of date 21/01/2015 (new window) FCA (REINO UNIDO) 
21/01/2015unauthorised entities
  • SHIMBASHI & PARTNERS
  • WWW.SHIMBASHIPARTNERS.COM
A warning PDF of date 21/01/2015 (new window) FCA (REINO UNIDO) 
21/01/2015unauthorised entities
  • WAKAMY LIBMAN AND ASSOCIATES
  • WWW.WAKAMYLIBMAN.COM
A warning PDF of date 21/01/2015 (new window) FCA (REINO UNIDO) 
21/01/2015unauthorised entities
  • GA FINANCE
  • WWW.GA-FINANCE.NET
A warning PDF of date 21/01/2015 (new window) AMF (FRANCIA) 
21/01/2015unauthorised entities
  • FINANCE TRADITION
  • WWW.FINANCE-TRADITION.NET
A warning PDF of date 21/01/2015 (new window) AMF (FRANCIA) 
21/01/2015unauthorised entities
  • CHARLTON FITZGERALD
  • WWW.CHARLTONFITZGERALD.COM
A warning PDF of date 21/01/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CANTOR FITZGERALD EUROPE
14/01/2015unauthorised entities
  • LAXMI GROUPS INTERNATIONAL
  • LAXMI GROUPS LUXEMBOURG
  • WWW.LAXMI-GROUPS.COM
A warning PDF of date 14/01/2015 (new window) CSSF (LUXEMBURGO) 
14/01/2015unauthorised entities
  • VANTAGE CAPITAL RESEARCH
  • HTTP://VANTAGECAPITALRESEARCH.COM
A warning PDF of date 14/01/2015 (new window) DFSA (DINAMARCA) 
14/01/2015unauthorised entities
  • WHEELER CONSULTANCY LTD
  • HTTP://WHEELERCONSULTANCYLTD.COM
A warning PDF of date 14/01/2015 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.