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Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
09/05/2012unauthorised entities
  • PAGANI WEALTH MANAGEMENT
  • WWW.PAGANIWEALTH.COM
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
09/05/2012unauthorised entities
  • KINGFISHER EQUITIES
  • WWW.KINGFISHEREQUITIES.COM
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
09/05/2012unauthorised entities
  • IMG ASSET MANAGEMENT
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
09/05/2012unauthorised entities
  • TRILOGY INVESTMENT FUNDS PLC
  • WWW.TRILOGYINVESTMENTFUNDS.COM
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
08/08/2012unauthorised entities
  • BARCLAY TRUST INTERNATIONAL
  • WWW.BARC-TRUST.COM
A warning PDF of date 08/08/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL GRUPO BARCLAYS BANK
09/05/2012unauthorised entities
  • SQUARE MILE FINANCE
  • WWW.SQUAREMILEFINANCIAL.CO.UK
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
25/04/2012unauthorised entities
  • WELBECK ASSOCIATES
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS SOCIEDADES PERTENECIENTES A WELBECK GROUP NI CON LA ENTIDAD WELBECK ASSOCIATED - CHARTERED ACCOUNTANTS
25/04/2012unauthorised entities
  • SMITH AND LOCKHART ASSOCIATES
  • WWW.SMITHLOCKHARTASSOCIATES.COM
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO) 
25/04/2012unauthorised entities
  • ING INVESTMENT MANAGEMENT
  • SAMUEL MATTHEW
  • JOHN WILLIAMS
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS DENOMINADAS ING INVESTMENT MANAGEMENT (UK) LIMITED E ING ASSET MANAGEMENT BV
09/05/2012unauthorised entities
  • DIRECT BROKERS INVEST / DB INVEST
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DB INVEST LIMITED

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.