Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 84 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
30/09/2009unauthorised entities
  • LOYAL RELATIONS (HONG KONG)
A warning PDF of date 30/09/2009 (new window) SFC (HONG KONG) 
09/02/2005unauthorised entities
  • UNION BANK OF CHINA
  • HTTP://UNIONBANKHK.COM
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
30/09/2009unauthorised entities
  • THOMAS MOORE
  • WWW.THOMASMOORE.BIZ
A warning PDF of date 30/09/2009 (new window) SFC (HONG KONG) 
30/09/2009unauthorised entities
  • THE BRIDGEWAY GROUP INTERNATIONAL
  • WWW.BRIDGEWAYGROUPINTI.COM
A warning PDF of date 30/09/2009 (new window) SFC (HONG KONG) 
09/02/2005unauthorised entities
  • VANTAGE INTERNATIONAL MANAGEMENT GROUP INC
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
09/02/2005unauthorised entities
  • WENEW.NET
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
09/02/2005unauthorised entities
  • UBHK SECURITIES COMPANY LIMITED
  • HTTP://UNIONBANKHK.COM
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
09/02/2005unauthorised entities
  • VANTAGE INTERNATIONAL MANAGEMENT INC
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • ELECTRONIC CAPITAL MARKETS LIMITED
  • WWW.ECMFOREX.COM
  • ECM TRADING LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • ECM TRADING LIMITED
  • WWW.ECMFOREX.COM
  • ELECTRONIC CAPITAL MARKETS LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.