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Page 842 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
28/05/2014unauthorised entities
  • CP BROKERS
  • WWW.CPBROKERS.CO.UK
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CP BROKERS SP. Z O.O.
28/05/2014unauthorised entities
  • HARTFORD GROUP INTERNATIONAL
  • WWW.HARTFORDGROUPINTERNATIONAL.ORG
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO) 
28/05/2014unauthorised entities
  • LUKAS KANTOR SECURITIES
  • WWW.LKSECURITIES.COM
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LUKAS KANTOR
21/05/2014unauthorised entities
  • GLOBAL GECR
  • WWW.GLOBAL-GECR.CO.UK
A warning PDF of date 21/05/2014 (new window) FCA (REINO UNIDO) 
21/05/2014unauthorised entities
  • CALTHERM CO. PRIVATE EQUITY LLC
  • WWW.CALTHERMCO.COM
A warning PDF of date 21/05/2014 (new window) SFSA (SUECIA) 
21/05/2014unauthorised entities
  • COMMITTEE OF REGULATION AND LIQUIDATION ON PRIVATE VENTURES
A warning PDF of date 21/05/2014 (new window) SFSA (SUECIA) 
14/05/2014unauthorised entities
  • HTTP://WWW.CALLANDPUT.COM
A warning PDF of date 14/05/2014 (new window) CYSEC (CHIPRE) 
14/05/2014unauthorised entities
  • BARON GROUP LTD
  • WWW.BARONGROUPLIMITED.COM
  • WWW.BARONGROUPLTD.COM
A warning PDF of date 14/05/2014 (new window) FCA (REINO UNIDO) 
14/05/2014unauthorised entities
  • BNY MELLON WEALTH MANAGEMENT (CLON)
  • WWW.BNYMELLON.COM/WEALTHMANAGEMENT
A warning PDF of date 14/05/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE DEBIDAMENTE REGISTRADA EN ESTADOS UNIDOS
07/05/2014unauthorised entities
  • AXA INVESTMENT MANAGERS (CLON)
A warning PDF of date 07/05/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y AUTORIZADA AXA INVESTMENT MANAGERS UK LTD.

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.