Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 845 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
02/10/2019unauthorised entities
  • PERTERRA FUNDS PLC (CLON)
  • WWW.PERTERRAFUNDSPLC.UK
A warning PDF of date 02/10/2019 (new window) FCA (REINO UNIDO) 
16/05/2012unauthorised entities
  • PETER DALY
A warning PDF of date 16/05/2012 (new window) FSA (REINO UNIDO)LA PERSONA DE LA ADVERTENCIA NO TIENE NINGUAN VINCULACIÓN CON LA PERSONA DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE INSCRITA EN LOS REGISTROS DE LA FSA
10/08/2011unauthorised entities
  • PETERSON ADVISORY LIMITED
  • HTTP://WWW.PERTERSONCONSULTANCY.COM
A warning PDF of date 10/08/2011 (new window) JFSC (JERSEY) 
21/09/2011unauthorised entities
  • PETERSON ADVISORY LIMITED
  • WWW.PETERSONCONSULTANCY.COM
  • HTTP://PETERSONCONSULTANCY.COM
A warning PDF of date 21/09/2011 (new window) FSA (REINO UNIDO) 
12/06/2013unauthorised entities
  • PETERSON CAPITAL PARTNERS INC
  • WWW.PETERSONCAPITALINC.COM
  • WWW.PETERSONCAPITALINC.NET
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO) 
13/01/2016unauthorised entities
  • PETERSON GROUP
  • WWW.THEPETERSONGROUP.COM
A warning PDF of date 13/01/2016 (new window) FCA (REINO UNIDO) 
22/10/2008unauthorised entities
  • PETERSON MCCORMACK ASSOCIATES
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
22/08/2012unauthorised entities
  • PEX GLOBAL INC
  • WWW.PEXGLOBALINC.COM
A warning PDF of date 22/08/2012 (new window) FSA (REINO UNIDO) 
23/12/2020Other alerts
  • PFM.GOLDEN-MALT.COM/STORE
A warning PDF of date 23/12/2020 (new window) AMF (FRANCIA)LA AMF PUBLICA UNA LISTA DE PAGINAS WEB QUE OFRECEN INVERSIONES ATIPICAS SIN ESTAR AUTORIZADAS.
21/10/2009unauthorised entities
  • PGM MERGERS & ACQUISITIONS
  • WWW.PGMADVISORY.COM
A warning PDF of date 21/10/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.