Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 86 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
29/12/2021unauthorised entities
  • WALLCOINGROUP
  • WWW.WALLCOINGROUP.NET
A warning PDF of date 29/12/2021 (new window) FCA (REINO UNIDO) 
19/09/2012unauthorised entities
  • WALLACE JACOB CONSULTANTS CORPORATE SERVICES
  • WWW.WJCCORPORATESERVICES.COM
A warning PDF of date 19/09/2012 (new window) FSA (REINO UNIDO) 
18/07/2018unauthorised entities
  • WALLACE BRAXTON CREDIT UNION LIMITED (CLON)
  • WWW.WALLACEBRAXTONCU.COM
A warning PDF of date 18/07/2018 (new window) FCA (REINO UNIDO) 
18/01/2017unauthorised entities
  • WALLACE ASSOCIATES INC
  • WWW.WALLACEASSOCIATESINC.COM
A warning PDF of date 18/01/2017 (new window) FSAN (NORUEGA) 
17/09/2008unauthorised entities
  • WALL STREET MANAGEMENT CORP
  • WWW.WALLSTREETMGT.COM
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
11/10/2006unauthorised entities
  • WALL STREET DIRECT
  • WWW.WALLSTREETDIRECT.NET
A warning PDF of date 11/10/2006 (new window) SFSA (SUECIA) 
12/05/2003unauthorised entities
  • WALKER STONE
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
14/11/2012unauthorised entities
  • WALKER FINANCIAL MANAGEMENT
  • WWW.WFINANCIALMANAGEMENT.COM
A warning PDF of date 14/11/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE AUTORIZADA POR LA FSA
13/06/2012unauthorised entities
  • WALKER FINANCE COMPANY
  • HTTP://WWW.WALKERFCOMPANY.COM
A warning PDF of date 13/06/2012 (new window) CYSEC (CHIPRE) 
13/04/2011unauthorised entities
  • WALKER BRYAN SECURITIES
  • WWW.NIKKEI-FINANCIAL.COM
A warning PDF of date 13/04/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.