Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 86 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
13/07/2005unauthorised entities
  • THE KAIKATSU GROUP
A warning PDF of date 13/07/2005 (new window) SFC (HONG KONG) 
16/11/2005unauthorised entities
  • GLOBAL COMMODITIES INC.
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
12/12/2007unauthorised entities
  • ELLIOTT & PARTNERS ADVISORY (HK) LIMITED
  • WWW.ELLIOTT-PARTNERS.COM
A warning PDF of date 12/12/2007 (new window) SFC (HONG KONG) 
16/11/2005unauthorised entities
  • HONG KONG AND SHANGHAI SECURITIES LTD
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
23/01/2008unauthorised entities
  • MFA INTERNATIONAL HOLDINGS LIMITED
  • WWW.MORGAN-ADVISORS.COM
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 
23/01/2008unauthorised entities
  • MAXON FINANCIAL (H.K.) CO. LTD
  • WWW.MAXONFINANCIAL.COM
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 
20/12/2006unauthorised entities
  • HONG KONG INTERNATIONAL TRADING CORPORATION
  • WWW.INTERTRADEHONGKONG.COM
A warning PDF of date 20/12/2006 (new window) SFC (HONG KONG) 
11/11/2009unauthorised entities
  • INTERNATIONAL EQUITIES ORGANIZATION
  • WWW.INTL-EQUITIES.ORG
A warning PDF of date 11/11/2009 (new window) SFC (HONG KONG) 
12/12/2007unauthorised entities
  • MASTERFIELD INVESTMENT GROUP
  • WWW.MASTERFIELDINVESTMENTGROUP.COM
A warning PDF of date 12/12/2007 (new window) SFC (HONG KONG) 
23/01/2008unauthorised entities
  • MORGAN FINANCIAL ADVISORS
  • WWW.MORGAN-ADVISORS.COM
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.