Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 861 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
02/10/2013unauthorised entities
  • ACCER MERGERS & ACQUISITIONS
  • WWW.ACCERMA.COM
A warning PDF of date 02/10/2013 (new window) FCA (REINO UNIDO) 
02/10/2013unauthorised entities
  • A.S. CONSTANTINIDES
A warning PDF of date 02/10/2013 (new window) HCMC (GRECIA) 
02/10/2013unauthorised entities
  • HAYES CAPITAL MANAGEMENT
A warning PDF of date 02/10/2013 (new window) FCA (REINO UNIDO) 
02/10/2013unauthorised entities
  • KTI TRADING INC
A warning PDF of date 02/10/2013 (new window) HCMC (GRECIA) 
02/10/2013unauthorised entities
  • MR. ARISTIDIS KONSTANTINIDIS
A warning PDF of date 02/10/2013 (new window) HCMC (GRECIA) 
02/10/2013unauthorised entities
  • CONQUEST PRIVATE EQUITY LLC
A warning PDF of date 02/10/2013 (new window) SFSA (SUECIA) 
25/09/2013unauthorised entities
  • TRADERXP LTD
  • HTTP://WWW.TRADERXP.COM
A warning PDF of date 25/09/2013 (new window) CYSEC (CHIPRE) 
25/09/2013unauthorised entities
  • VENTA KPO SERVICES LLC
  • WWW.VENTAKPO.COM
A warning PDF of date 25/09/2013 (new window) FCA (REINO UNIDO) 
25/09/2013unauthorised entities
  • WAINWRIGHT WEALTH MANAGEMENT
  • WWW.WAINWRIGHTCORPORATE.COM
  • WWW.WAINWRIGHTFINANCE.COM
A warning PDF of date 25/09/2013 (new window) FCA (REINO UNIDO) 
18/09/2013unauthorised entities
  • BYRD FLEMING AND ASSOCIATES
  • WWW.BFANDASSOCIATES.COM
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.