Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 870 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
24/07/2013unauthorised entities
  • WHITE PLAINS INTERNATIONAL SECURITIES
  • WWW.WHITEPLAINSINTL.COM
A warning PDF of date 24/07/2013 (new window) FCA (REINO UNIDO) 
24/07/2013unauthorised entities
  • FIDELITY GLOBAL RECOVERY
A warning PDF of date 24/07/2013 (new window) FCA (REINO UNIDO) 
24/07/2013unauthorised entities
  • AVACIA INVESTMENTS / AVACIA LIMITED / AVACIA SECURITIES LTD
  • WWW.AVACIA-INVESTMENTS.CO.UK
  • WWW.AVACIA-SECURITIES.CO.UK
A warning PDF of date 24/07/2013 (new window) FCA (REINO UNIDO) 
24/07/2013unauthorised entities
  • BH FRANCE
A warning PDF of date 24/07/2013 (new window) AMF (FRANCIA) 
17/07/2013unauthorised entities
  • ICG / INTERMEDIATE CAPITAL GROUP
A warning PDF of date 17/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA INTERMEDIATE CAPITAL GROUP PLC
17/07/2013unauthorised entities
  • ESIP FINANCE
  • WWW.ESIPFINANCE.COM
A warning PDF of date 17/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ESIP FINANCE SARL
17/07/2013unauthorised entities
  • CAPSTONE CAPITAL GROUP
  • WWW.CAPSTONECAPITALGRG.COM
A warning PDF of date 17/07/2013 (new window) FCA (REINO UNIDO) 
17/07/2013unauthorised entities
  • PROTEC ADVISORS
  • FORTRESS
A warning PDF of date 17/07/2013 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
10/07/2013unauthorised entities
  • THE BEST INVESTMENT GUIDE
  • WWW.THEBESTINVESTMENTGUIDE.COM
  • WWW.2013BESTINVESTGUIDE.COM
A warning PDF of date 10/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEL GRUPO THE BEST INVEST
10/07/2013unauthorised entities
  • AJ NELSON CONSULTANTS LLC
  • WWW.AJNELSONLLC.COM
A warning PDF of date 10/07/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.