Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 872 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
24/05/2002unauthorised entities
  • PACIFIC FEDERAL, S.A.
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
24/05/2002unauthorised entities
  • WORLD TRADE FINANCIAL CORPORATION
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO) 
25/01/2012unauthorised entities
  • SWISS & GLOBAL ASSET MANAGEMENT
  • WWW.SWISSGLOBALONLINE.COM
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
25/01/2012unauthorised entities
  • SYNERGY CAPITAL LLC
  • WWW.SYNERGYCAP.NET
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
25/01/2012unauthorised entities
  • CANTATA EQUITY MANAGEMENT, LLC
  • WWW.CANTATAEM.COM
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
25/01/2012unauthorised entities
  • EDWARD JONES GROUP
  • WWW.EDWARDJONESGROUP.COM
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
08/02/2006unauthorised entities
  • BLOSSOM HILL INVESTMETS
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
08/02/2006unauthorised entities
  • HIRSHALL GROUP
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
08/02/2006unauthorised entities
  • SIEGAR PRIVATE LIMITED
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
25/01/2012unauthorised entities
  • IBG & ASSOCIATES
  • WWW.IBGANDASSOCIATES.COM
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.