Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 875 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
12/06/2013unauthorised entities
  • ALLIANZ ASSET MANAGEMENT
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS PERTENECIENTES AL GRUPO ALLIANZ
05/06/2013unauthorised entities
  • WHITMORE WEALTH MANAGEMENT
  • WWW.WHITMOREWEALTH.COM
A warning PDF of date 05/06/2013 (new window) FCA (REINO UNIDO) 
05/06/2013unauthorised entities
  • PLATINUM CAPITAL MANAGEMENT LIMITED
  • WWW.PLATINUMCAPITALMANAGEMENT.COM
A warning PDF of date 05/06/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE AUTORIZADA POR LA FCA CON EL NÚMERO 190828
05/06/2013unauthorised entities
  • MONTGOMERY CAPITAL PARTNERS
  • HTTP://WWW.MONTGOMERYADVISORY.COM/
A warning PDF of date 05/06/2013 (new window) FCA (REINO UNIDO) 
05/06/2013unauthorised entities
  • ELDRIDGE FINANCIAL
  • WWW.ELDRIDGEFINANCIAL.COM
  • WWW.EFPRIVATECLIENTS.COM
A warning PDF of date 05/06/2013 (new window) FCA (REINO UNIDO) 
05/06/2013unauthorised entities
  • COMPANIES INVESTMENT HOLDINGS LTD
  • WWW.COMPANIESINVESTMENT.COM
A warning PDF of date 05/06/2013 (new window) FCA (REINO UNIDO) 
05/06/2013unauthorised entities
  • CLARITY CAPITAL MARKETS
  • WWW.CLARITYCAPITALMARKETS.COM
A warning PDF of date 05/06/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CLARITY CAPITAL PARTNERS LIMITED
05/06/2013unauthorised entities
  • BERGMANNWHITE ASSOCIATES
  • HTTP://WWW.BERGMANNWHITE-ASSOCIATES.COM/INDEX.HTML
A warning PDF of date 05/06/2013 (new window) FSAN (NORUEGA) 
05/06/2013unauthorised entities
  • EXELYUM LTD.
A warning PDF of date 05/06/2013 (new window) AMF (FRANCIA) 
05/06/2013unauthorised entities
  • LEAD MANAGEMENT LIMITED
  • HTTP://WWW.LEADMANAGEMENTGROUP.COM
A warning PDF of date 05/06/2013 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.