Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 880 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
24/04/2013unauthorised entities
  • CFX MARKETS
A warning PDF of date 24/04/2013 (new window) FSMA (BELGICA) 
17/04/2013unauthorised entities
  • PRINCETON CAPITAL INVESTMENTS INC.
  • WWW.PRINCETONCAPITALINC.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
17/04/2013unauthorised entities
  • KARL JOHAN FONDS ASA
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA ESTÁ UTILIZANDO LA DENOMINACIÓN Y DATOS DE CONTACTO DE UNA ENTIDAD QUE ESTUVO REGISTRADA EN SU MOMENTO PERO QUE ACTUALMENTE NO ESTÁ OPERATIVA
17/04/2013unauthorised entities
  • H TAFT PRIVATE EQUITY
  • WWW.HTAFT.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
17/04/2013unauthorised entities
  • GREENFIELD SECURITIES LTD
  • WWW.GREENFIELDLTD.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
17/04/2013unauthorised entities
  • CHARLES SCHWAB
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVIERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CHARLES SCHWAB UK LIMITED
17/04/2013unauthorised entities
  • ABLE CAPITAL
  • WWW.ABLE-CAPITAL.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
17/04/2013unauthorised entities
  • FOREX
A warning PDF of date 17/04/2013 (new window) AMF (FRANCIA) 
10/04/2013unauthorised entities
  • CREDIT SUISSE (UK) LIMITED
A warning PDF of date 10/04/2013 (new window) FCA (REINO UNIDO) 
10/04/2013unauthorised entities
  • BEIJIN INTERNATIONAL MARKET EXCHANGE (BEIMEX)
  • HTTP://BEIMEX.COM/INDEX.PHP
A warning PDF of date 10/04/2013 (new window) FSAN (NORUEGA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.