Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 89 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
22/02/2006unauthorised entities
  • MAGNA CAPITAL RESEARCH
  • WWW.MAGNACAPITALRESEARCH.COM
A warning PDF of date 22/02/2006 (new window) SFC (HONG KONG) 
29/03/2006unauthorised entities
  • LEGACY HOLDINGS INTERNATIONAL LTD.
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 
29/03/2006unauthorised entities
  • MERIT CAPITAL GROUP
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • GOLDMAN SACHS ASIA INVESTMENT MANAGEMENT (HONG KONG) LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • GLOBAL OPTIONS GROUP
  • WWW.GLOBALCGP.COM
  • WWW.GLOBALOPTIONS.BE
  • GLOBE ALLIANCE LIMITED
  • WWW.GLOBALOPTIONS.ORG
  • GLOBAL COMMODITIES INC.
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
23/02/2005unauthorised entities
  • WARNER BECK INCORPORATED
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
01/04/2009unauthorised entities
  • HIS COMMODITIES
  • WWW.HISCOMMODITIES.COM
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 
29/03/2006unauthorised entities
  • SAFECOE HOLDINGS INTERNATIONAL LTD.
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 
01/04/2009unauthorised entities
  • NEXT FUTURES CO. LTD
  • WWW.NEXTFUTURES.COM
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 
01/04/2009unauthorised entities
  • PENINSULA CAPITAL LTD.
  • WWW.PENINSULACAPITALHK.COM
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.