Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 90 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
01/10/2008unauthorised entities
  • ELECTRONIC CAPITAL MARKETS LIMITED
  • WWW.ECMFOREX.COM
  • ECM TRADING LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • GLOBAL COMMODITIES INC.
  • WWW.GLOBALOPTIONS.ORG
  • WWW.GLOBALCGP.COM
  • WWW.GLOBALOPTIONS.BE
  • GLOBE ALLIANCE LIMITED
  • GLOBAL OPTIONS GROUP
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • GLOBE ALLIANCE LIMITED
  • WWW.GLOBALOPTIONS.BE
  • WWW.GLOBALCGP.COM
  • WWW.GLOBALOPTIONS.ORG
  • GLOBAL COMMODITIES INC.
  • GLOBAL OPTIONS GROUP
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/04/2009unauthorised entities
  • IRS & PARTNERS
  • WWW.IRSPARTNERS.COM
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 
29/04/2009unauthorised entities
  • GLOBAL FUTURES TRANSACTION INVESTMENT LIMITED
  • WWW.GFTINVESTMENT.COM
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 
29/04/2009unauthorised entities
  • WORLD POINT INTERNATIONAL INVESTMENTS LIMITED
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 
01/03/2006unauthorised entities
  • NOVA CORPORATE SERVICES
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
08/03/2006unauthorised entities
  • SINO OPTIONS TRADING LIMITED
  • WWW.SINO-OPTIONS.COM
A warning PDF of date 08/03/2006 (new window) SFC (HONG KONG) 
08/03/2006unauthorised entities
  • DONAVAN & YUNG PARTNERS
  • WWW.DONAVANYUNG.COM
A warning PDF of date 08/03/2006 (new window) SFC (HONG KONG) 
29/04/2009unauthorised entities
  • ALLIANCE TRANSFER INC
  • WWW.ALLIANCETRANSFERINC.COM
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.