Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 894 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/09/2005unauthorised entities
  • DRAGON SECURITIES
A warning PDF of date 14/09/2005 (new window) SFSA (SUECIA) 
31/10/2007unauthorised entities
  • DRAGON SECURITIES
  • WWW.DRAGON-SECURITIES.COM
A warning PDF of date 31/10/2007 (new window) FSAN (NORUEGA) 
02/06/2010unauthorised entities
  • DRAGON PARTNERS INC. AND PLATINUM GROUP INTERNATIONAL
  • WWW.DRAGONPTSCN.COM
A warning PDF of date 02/06/2010 (new window) CBFA (BELGICA) 
16/01/2013unauthorised entities
  • DRAGON INTERNATIONAL
  • WWW.DRAGONMERGERS.COM
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
25/08/2020unauthorised entities
  • DR. KHALED AL-MALIKI (OPERANDO COMO KHM LAW)
  • WWW.KHM-LAWYER.COM
A warning PDF of date 25/08/2020 (new window) FCA (REINO UNIDO) 
08/03/2006unauthorised entities
  • DR MECHEE KINGS
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
08/03/2006unauthorised entities
  • DR DONALD EEZEH
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
07/08/2019unauthorised entities
  • DQN CAPITAL (CLON)
  • WWW.DQN-CAPITAL.COM
A warning PDF of date 07/08/2019 (new window) FCA (REINO UNIDO) 
18/12/2019unauthorised entities
  • DQN CAPITAL (CLON)
  • WWW.DQN-CAPITAL.COM
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
24/06/2009unauthorised entities
  • DOYLE JOHN JOSEPH LLP
  • WWW.DOYLEJOHNJOSEPH.COM
A warning PDF of date 24/06/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.