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Page 898 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
25/10/2006unauthorised entities
  • DIVERSIFIED CAPITAL MANAGEMENT LTD
  • WWW.DCMANAGEMENTONLINE.COM
A warning PDF of date 25/10/2006 (new window) SFSA (SUECIA) 
06/06/2007unauthorised entities
  • DIVERSIFIED CAPITAL MANAGEMENT LTD
A warning PDF of date 06/06/2007 (new window) NAFM (PAISES BAJOS) 
23/01/2013unauthorised entities
  • DIVERSIFIED CAPITAL
  • WWW.DIV-CAPITAL.COM
A warning PDF of date 23/01/2013 (new window) FSA (REINO UNIDO) 
28/04/2021unauthorised entities
  • DIVERSIFICATION STRATEGY FUND PLC (CLONE)
  • WWW.DIVERSIFICATIONSF.COM
A warning PDF of date 28/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DIVERSIFICATION STRATEGY FUND PLC.
20/04/2011unauthorised entities
  • DISTRESSED ACQUISITIONS COMMISSION
  • WWW.DISTRESSEDAC.COM
A warning PDF of date 20/04/2011 (new window) FSA (REINO UNIDO) 
12/08/2015unauthorised entities
  • DISCRETIONARY UNIT FUND MANAGERS (CLON)
  • WWW.DUFM.CO.UK
A warning PDF of date 12/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
16/12/2015unauthorised entities
  • DIRK SWINNEN / DS TRADING (CLON)
  • WWW.DIRK-SWINNEN.COM
A warning PDF of date 16/12/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
08/03/2017unauthorised entities
  • DIREKT FINANZ AG
  • WWW.DIREKTFINANZ.NET
A warning PDF of date 08/03/2017 (new window) CSSF (LUXEMBURGO) 
21/02/2024unauthorised entities
  • DIRECT-TRADERS
  • HTTPS://DIRECT-TRADERS.COM/
A warning PDF of date 21/02/2024 (new window) AFM (PAISES BAJOS) 
24/02/2021unauthorised entities
  • DIRECTAFX LTD GROUP / DIRECTAFX LIMITED
  • WWW.DIRECTAFXS.COM
A warning PDF of date 24/02/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.