Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 91 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
01/03/2006unauthorised entities
  • APTFUND
  • WWW.APTFUND.COM
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
29/04/2009unauthorised entities
  • WWW.ITGFX.COM
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 
08/02/2006unauthorised entities
  • CHINA UNION GROUP LIMITED
A warning PDF of date 08/02/2006 (new window) SFC (HONG KONG) 
01/03/2006unauthorised entities
  • IRVING HOROWITZ MERGERS AND ACQUISITIONS
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
01/03/2006unauthorised entities
  • INNOVA EQUITY
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
01/03/2006unauthorised entities
  • E.GOTRADE
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
15/03/2006unauthorised entities
  • MAGNUSSON EDWARD
  • WWW.MAGNUSSONEDWARD.COM
A warning PDF of date 15/03/2006 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • FLAGSHIP CONSOLIDATED
  • WWW.FLAGSHIPCSLD.COM
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
22/02/2006unauthorised entities
  • TRANSGLOBAL FINANCIAL LTD.
A warning PDF of date 22/02/2006 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • HONG KONG FINANCIAL SECURITIES BOARD
  • WWW.HKFSB.ORG
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.