Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 903 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
18/08/2010unauthorised entities
  • FIRST FINANCIAL MANAGEMENT
  • WWW.FIRSTFINANCIALMGMT.COM
A warning PDF of date 18/08/2010 (new window) FSAN (NORUEGA)SIN RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LA FSA, FIRST FINANCIAL MANAGEMENT (N.I.) LTD.
02/02/2011unauthorised entities
  • BELLVIEW FINANCIAL
  • BELLVIEWFINANCIAL.COM
A warning PDF of date 02/02/2011 (new window) FSAN (NORUEGA) 
09/02/2011unauthorised entities
  • EATON CAPITAL AMERICAS
  • HTTP://WWW.EATONCAPITALAMERICAS.COM
A warning PDF of date 09/02/2011 (new window) FSAN (NORUEGA) 
30/03/2022unauthorised entities
  • ANDELEX
  • ANDELEX.COM
A warning PDF of date 30/03/2022 (new window) FSAN (NORUEGA) 
09/02/2011unauthorised entities
  • SPRING FINANCE
A warning PDF of date 09/02/2011 (new window) FSAN (NORUEGA) 
28/09/2016unauthorised entities
  • 53OPTION
  • WWW.53OPTION.COM
A warning PDF of date 28/09/2016 (new window) FSAN (NORUEGA) 
16/02/2011unauthorised entities
  • KYODO SECURITIES
  • WWW.KYODOSECURITIES.COM
A warning PDF of date 16/02/2011 (new window) FSAN (NORUEGA) 
08/09/2010unauthorised entities
  • PRENTICE MANAGEMENT CORP.
  • WWW.PRENTICECORP.COM
A warning PDF of date 08/09/2010 (new window) FSAN (NORUEGA) 
01/12/2010unauthorised entities
  • QUANTUM PARTNERS LTD.
  • WWW.QUANTUMPARTNERSLTD.COM
A warning PDF of date 01/12/2010 (new window) FSAN (NORUEGA) 
01/12/2010unauthorised entities
  • TRADING RESOURCE CAPITAL MANAGEMENT
  • WWW.TRCAPITALMGMT.COM
A warning PDF of date 01/12/2010 (new window) FSAN (NORUEGA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.