Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 904 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
03/10/2012unauthorised entities
  • LEHMAN REILLY
  • WWW.LEHMANREILLY.COM
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
03/10/2012unauthorised entities
  • HANNOVER & ROTHCHILD CONSULTANCY
  • WWW.HANNOVERANDROTHCHILDCONSULTANCY.COM
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
03/10/2012unauthorised entities
  • GLOBAL DIRECT EQUITIES LLC
  • WWW.GLOBALDIRECTEQUITIES.COM
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
03/10/2012unauthorised entities
  • AROS SECURITIES
  • WWW.AROSSEC.COM
  • WWW.AROSSEC.EU
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
03/10/2012unauthorised entities
  • WORLDWIDE INVESTORS PORTFOLIO
  • WWW.WORLDWIDEINVESTMENTSPORTFOLIO.COM
A warning PDF of date 03/10/2012 (new window) CSSF (LUXEMBURGO) 
26/09/2012unauthorised entities
  • GREAT SOUTHERN INVESTMENT
  • WWW.GREATSOUTHERNINVESTMENT.COM
A warning PDF of date 26/09/2012 (new window) SFSA (SUECIA) 
26/09/2012unauthorised entities
  • SECURE INSURANCE
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SECURE INSURANCE SERVICES
26/09/2012unauthorised entities
  • PROFESSIONAL FINANCIAL ADVISORS
  • WWW.PROFESSIONALFINANCIALADVISORS.CO.UK
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA UTILIZA EL NOMBRE Y DOMICILIO DE UNA ANTIGUA ENTIDAD REGISTRADA POR LA FSA QUE ACTUALMENTE NO ESTA OPERATIVA
26/09/2012unauthorised entities
  • HANG SENG BANK/LEIGHTON INTERNATIONAL
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO) 
26/09/2012unauthorised entities
  • DANT AND COMPANY LLC
  • WWW.DANTCOMPANY.COM
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.