Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 907 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
16/04/2008unauthorised entities
  • IBIA
  • WWW.IBIA.INFO
A warning PDF of date 16/04/2008 (new window) DFSA (DINAMARCA) 
24/06/2009unauthorised entities
  • SMART TRADE GROUP
  • WWW.SMARTTRADEGROUP.COM
A warning PDF of date 24/06/2009 (new window) DFSA (DINAMARCA) 
18/03/2009unauthorised entities
  • HG VENTURES
A warning PDF of date 18/03/2009 (new window) DFSA (DINAMARCA) 
21/03/2012unauthorised entities
  • SUMITOMO GLOBAL
  • WWW.SUMITOMOGLOBAL.COM
A warning PDF of date 21/03/2012 (new window) DFSA (DINAMARCA) 
22/06/2011unauthorised entities
  • MAGNIS GLOBAL
  • WWW.MAGNIS-GLOBAL.COM
A warning PDF of date 22/06/2011 (new window) DFSA (DINAMARCA) 
18/02/2015unauthorised entities
  • BRAEMAR CAPITAL
  • WWW.BRAEMARCAPITAL.COM
A warning PDF of date 18/02/2015 (new window) DFSA (DINAMARCA) 
22/10/2008unauthorised entities
  • MORGAN FINCH INTERNATIONAL
  • WWW.MORGANFINCH.NET
A warning PDF of date 22/10/2008 (new window) DFSA (DINAMARCA) 
22/02/2012unauthorised entities
  • HADLEY RICHARDS
  • WWW.HADLEYRICHARDS.COM
A warning PDF of date 22/02/2012 (new window) DFSA (DINAMARCA) 
23/06/2010unauthorised entities
  • APEX INVESTMENT CORPORATION
  • HTTP://WWW.APEXINVESTMENTSCORPORATION.COM
A warning PDF of date 23/06/2010 (new window) DFSA (DINAMARCA) 
22/04/2009unauthorised entities
  • LEHMAN BROTHERS & ASSOCIATES CORP.
  • HTTP://LEHMANBROTHERSCORP.COM
A warning PDF of date 22/04/2009 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.