Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 910 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
10/11/2022unauthorised entities
  • ROMOS LLC
  • HTTPS://WWW.ROMOSLLC.COM/
A warning PDF of date 10/11/2022 (new window) FCA (REINO UNIDO) 
05/09/2018unauthorised entities
  • RONGER PROPERTIES BOND / RONGER PROPERTIES (CLON)
  • WWW.RONGERPROPERTIES.COM
A warning PDF of date 05/09/2018 (new window) FCA (REINO UNIDO) 
10/05/2023unauthorised entities
  • RONNIE FINANCE LTD (CLONE)
  • WWW.RONNIEFINANCE.LTD (CLONE)
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO LOS DATOS DE UNA ENTIDAD AUTORIZADA POR EL CBI
19/01/2011unauthorised entities
  • ROONEY GALLAGHER PRIVATE EQUITY PARTNERS LLC
A warning PDF of date 19/01/2011 (new window) EI_CBI (IRLANDA) 
18/01/2006unauthorised entities
  • ROSE STEVIE
A warning PDF of date 18/01/2006 (new window) FSC (ISLA DE MAN) 
06/04/2011unauthorised entities
  • ROSENTHAL & GOLDBERG ASSOCIATES
  • WWW.ROSENTHAL-GOLDBERG.COM
A warning PDF of date 06/04/2011 (new window) FMA (AUSTRIA) 
23/03/2011unauthorised entities
  • ROSENTHAL & GOLDBERG ASSOCIATES
  • WWW.ROSENTHAL-GOLDBERG.COM
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
21/08/2019unauthorised entities
  • ROSEWELL CONSULTING GROUP
  • WWW.ROSEWELLCONSULTINGGRP.COM
A warning PDF of date 21/08/2019 (new window) FCA (REINO UNIDO) 
01/04/2020Other alerts
  • ROSSEN FINANCIËN
  • WWW.ROSSEN-FINANCIEN.COM
A warning PDF of date 01/04/2020 (new window) FSMA (BELGICA)ENTIDAD QUE OFRECE CRÉDITOS SIN ESTAR AUTORIZADA A ELLO
22/10/2008unauthorised entities
  • ROSSFORD MERGERS & ACQUISITIONS
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.