Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 92 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
12/09/2007unauthorised entities
  • MOUNTAIN PEAK TRADING LIMITED
  • WWW.MPT-ASIA.COM
  • WWW.CHINACARBONFUND.COM
  • WWW.CARBONFUND.ORG
  • WWW.MANDARIN-FUND.COM
A warning PDF of date 12/09/2007 (new window) SFC (HONG KONG) 
27/04/2005unauthorised entities
  • ASIAN EUROPEAN FINANCE
A warning PDF of date 27/04/2005 (new window) SFC (HONG KONG) 
09/09/2009unauthorised entities
  • SMART INTERNATIONAL HONG KONG LIMITED
  • WWW.SMART8888.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
09/09/2009unauthorised entities
  • MIDAS INTERNATIONAL
  • WWW.MIDASWORLDWIDE.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
09/02/2005unauthorised entities
  • YAMATO & ASSOCIATES
  • WWW.YAMATOANDASSOCIATES.COM
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
09/09/2009unauthorised entities
  • WWW.SUNLONGHK.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
12/08/2009unauthorised entities
  • HE-XIN FINANCE AND INVESTMENT
  • WWW.HEXINCOPY.COM
A warning PDF of date 12/08/2009 (new window) SFC (HONG KONG) 
27/04/2005unauthorised entities
  • CONTINENTAL ALLIED INCORPORATED
A warning PDF of date 27/04/2005 (new window) SFC (HONG KONG) 
09/09/2009unauthorised entities
  • HONG KONG FOREIGN FINANCIAL FUND COMPANY
  • WWW.FOREIGNFINANCIAL-HK.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
21/07/2010unauthorised entities
  • PRICE AND STONE MERGERS AND ACQUISITIONS
  • WWW.PRICEANDSTONEMA.COM
A warning PDF of date 21/07/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.